Licensees not using ComplianceAnalyzer to audit loans follows these steps to submit loan-level information:

Step 1 - Get Instructions

Download instructions and Licensee Examination File (LEF) template. Below is the cover page of the LEF Specification.

Step 2 - Data Mapping

Map loan data fields from source system(s) to LEF format (approximately 200 data points). Below are data definition samples.

Step 3 - Data Export

Create data export from source system(s) to LEF format. Below is a LEF sample.

Step 4 - Data Encryption

Encrypt LEF file(s) based on the LEF encryption specifications. Below is the encryption software document sample.

Step 5 - Data Analysis

Validate encrypted LEF file(s) for formatting errors. Below is a Data Validation screenshot sample with errors.

Step 6 - Data Validation

Correct data formatting errors until an error-free Validation Code is generated. Below is a Data Validation screenshot sample with no error.

Step 7 - LEF Submission

Submit LEF file(s) to regulator. Below is a LEF Submission screenshot sample.

Now you have explored all the steps in using RegulatorConnect to prepare for your e-Exam, please Register or Sign In to RegulatorConnect and visit the Instructions tab for detailed instructions.